Retirement plan

THE STEPHENS GROUP, LLC 401(K) PLAN

Name: THE STEPHENS GROUP, LLC - THE STEPHENS GROUP, LLC 401(K) PLAN (2024) Form 5500
Creator: THE STEPHENS GROUP, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, THE STEPHENS GROUP, LLC 401(K) PLAN, THE STEPHENS GROUP, LLC

THE STEPHENS GROUP, LLCEIN 20-4948475Plan #001PY 2024

100 RIVER BLUFF DR. SUITE 500, P.O. BOX 3417 - LITTLE ROCK, AR 72202501-377-3434stephensgroup.comLinkedIn51-200 employeesventure capital & private equity

Prospect flagsHigh assets / participant

How to read this page

Total assets (EOY)

$33M

+15.3% from 2023

Total participants

138

-4.2% from 2023

Average account balance

$294,463

+33.8% from 2023

Annual return

16.02%

-2.17 pp from 2023

Benchmarks

See 2,174 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants100-249

Cohort2,174 peers

Snapshot2024

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$32.98M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$294K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

112

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

77.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.88M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$16K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.02%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$108

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
GREAT-WEST LIFE & ANNUITY INSURANCE1 year Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Recordkeeping Fees	$4,632
THE FINWAY GROUP1 year Filed as: THE FINWAY GROUP LLC Service code 13 5625 MILLS CIVIC PKWY STE 101 · WEST DES MOINES, IA 50266	Contract Administrator	$4,365
LEAFHOUSE FINANCIAL ADVISORS, LLC1 year Service code 99 6300 BRIDGE POINT PKWY BLDG 1 · AUSTIN, TX 78730	Other Fees	$1,437

Plan features & details

Pension benefit codes2E2J2K2F2G3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$12K

$106 / participant

Contract admin$12K100.0%

% of EOY assets

0.037%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: HCJ CPAS & ADVISORS, PLLC
Auditor EIN: 710650689
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$294,463

$122,042+141.3%

$184,260+59.8%

$74,459+295.5%

Participation rate

77.2%

85.5%-8.3pp

86.8%-9.6pp

67.2%+10.0pp

Annual return

16.02%

19.91%-3.9pp

28.84%-12.8pp

1369.70%-1353.7pp

Employer contribution / active EE

$3,357

$4,537-26.0%

$6,427-47.8%

$2,626+27.8%

Participant deferral / active EE

$13,103

$7,143+83.4%

$9,133+43.5%

$4,350+201.2%

Admin fee / account holder

$108

$1,252-91.4%

$13,898-99.2%

$1,945-94.5%

Provider

Service type

Compensation

GREAT-WEST LIFE & ANNUITY INSURANCE1 year

Filed as: EMPOWER ANNUITY INSURANCE COMPANY

Service code 64

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Recordkeeping Fees

$4,632

THE FINWAY GROUP1 year

Filed as: THE FINWAY GROUP LLC

Service code 13

5625 MILLS CIVIC PKWY STE 101 · WEST DES MOINES, IA 50266

Contract Administrator

$4,365

LEAFHOUSE FINANCIAL ADVISORS, LLC1 year

Service code 99

6300 BRIDGE POINT PKWY BLDG 1 · AUSTIN, TX 78730

Other Fees

$1,437

THE STEPHENS GROUP, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

THE STEPHENS GROUP, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion