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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 55 · EIN 95-2834236 | Other Commissions | $17,219 |
Service code 37 · EIN 04-2647786 | Loan Processing | $888 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,339 | $75,183-43.7% | $123,894-65.8% | $55,167-23.3% |
| Participation rate | 45.6% | 72.8%-27.2pp | 81.4%-35.8pp | 69.0%-23.4pp |
| Annual return | 12.63% | 19.01%-6.4pp | 47.52%-34.9pp | 169.23%-156.6pp |
| Employer contribution / active EE | $18 | $2,823-99.4% | $4,617-99.6% | $1,963-99.1% |
| Participant deferral / active EE | $12,390 | $5,084+143.7% | $5,984+107.0% | $3,054+305.7% |
| Admin fee / account holder | $5 | $663-99.3% | $8,357-99.9% | $504-99.1% |