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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $12,749 |
Filed as: SAGEVIEW ADVISORY GROUP Service code 61 · EIN 33-0818667 | Finders' fees / placement fees | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,730 | $96,458-52.6% | $136,298-66.4% | $77,958-41.3% |
| Participation rate | 89.6% | 75.4%+14.2pp | 81.9%+7.7pp | 71.6%+18.0pp |
| Annual return | 37.89% | 23.78%+14.1pp | 5156.27%-5118.4pp | 20.87%+17.0pp |
| Employer contribution / active EE | $0 | $3,144-100.0% | $4,696-100.0% | $2,310-100.0% |
| Participant deferral / active EE | $10,159 | $5,902+72.1% | $6,247+62.6% | $3,537+187.3% |
| Admin fee / account holder | $3 | $80-96.2% | $9,244-100.0% | $97-96.8% |