Retirement plan

HUNTER WARFIELD, INC. 401(K) PROFIT SHARING PLAN

Name: HUNTER WARFIELD, INC. - HUNTER WARFIELD, INC. 401(K) PROFIT SHARING PLAN (2019) Form 5500
Creator: HUNTER WARFIELD, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HUNTER WARFIELD, INC. 401(K) PROFIT SHARING PLAN, HUNTER WARFIELD, INC.

HUNTER WARFIELD, INC.EIN 20-1867295Plan #001PY 2019

4620 WOODLAND CORPORATE BLVD - TAMPA, FL 33614813-283-4611

Prospect flagsHigh feesLow participation

How to read this page

Total assets (EOY)

$5.5M

+33.8% from 2018

Total participants

125

+6.8% from 2018

Average account balance

$64,194

+18.1% from 2018

Annual return

22.29%

+29.60 pp from 2018

Benchmarks

See 1,045 peers

Peer group

Industry56 - Administrative and Support and Waste Management and Remediation Services

Plan typeDefined contribution

Participants100-249

Cohort1,045 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$5.21M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$72K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

77.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$483K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$5K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.37%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$21080

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

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Service providers

Top 10 of 17 by compensation

Provider	Service type	Compensation
MASSACHUSETTS MUTUAL LIFE INS. CO.3 years Filed as: MASSACHUSETTS MUTUAL LIFE INS CO Service code 49 · EIN 04-1590850	Other Services	$35,465
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166	Advisory (Plan)	$13,510
RETIREMENT SOLUTIONS SPECIALISTS3 years Service code 13 · EIN 27-0293282	Contract Administrator	$2,895
PA RETIREMENT SOLUTIONS, INC.1 year Filed as: RETIREMENT SOLUTIONS Service code 50 · EIN 27-0293282	Direct Payment	$561
AMERICAN FUNDS3 years Service code 52 · EIN 95-2482877	Indirect Investment Fees	$0
BLACKROCK3 years Service code 52 · EIN 51-0318674	Indirect Investment Fees	$0
COHEN & STEERS3 years Service code 52 · EIN 14-1904657	Indirect Investment Fees	$0
GOLDMAN SACHS3 years Service code 52 · EIN 13-4166989	Indirect Investment Fees	$0
INVESCO1 year Service code 52 · EIN 93-1036175	Indirect Investment Fees	$0
JANUS HENDERSON3 years Service code 27 · EIN 84-0592523	Advisory (Plan)	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$36K

$316 / participant

Investment mgmt$32K88.6%
Contract admin$4K9.9%
Other / not subdivided$5611.6%

% of EOY assets

0.660%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: ASSURANCE DIMENSIONS
Auditor EIN: 263429295
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$64,194

$38,365+67.3%

$84,637-24.2%

$65,186-1.5%

Participation rate

64.9%

55.7%+9.3pp

68.2%-3.3pp

70.2%-5.3pp

Annual return

22.29%

32.00%-9.7pp

258.82%-236.5pp

29.39%-7.1pp

Employer contribution / active EE

$1,352

$1,258+7.4%

$2,653-49.1%

$2,177-37.9%

Participant deferral / active EE

$3,746

$2,278+64.4%

$3,900-4.0%

$3,514+6.6%

Admin fee / account holder

$424

$451-6.1%

$4,914-91.4%

$847-50.0%

Provider

Service type

Compensation

MASSACHUSETTS MUTUAL LIFE INS. CO.3 years

Filed as: MASSACHUSETTS MUTUAL LIFE INS CO

Service code 49 · EIN 04-1590850

Other Services

$35,465

UBS FINANCIAL SERVICES INC3 years

Filed as: UBS FINANCIAL SERVICES INC.

Service code 27 · EIN 13-2638166

Advisory (Plan)

$13,510

RETIREMENT SOLUTIONS SPECIALISTS3 years

Service code 13 · EIN 27-0293282

Contract Administrator

$2,895

PA RETIREMENT SOLUTIONS, INC.1 year

Filed as: RETIREMENT SOLUTIONS

Service code 50 · EIN 27-0293282

Direct Payment

$561

AMERICAN FUNDS3 years

Service code 52 · EIN 95-2482877

Indirect Investment Fees

BLACKROCK3 years

Service code 52 · EIN 51-0318674

Indirect Investment Fees

COHEN & STEERS3 years

Service code 52 · EIN 14-1904657

Indirect Investment Fees

GOLDMAN SACHS3 years

Service code 52 · EIN 13-4166989

Indirect Investment Fees

INVESCO1 year

Service code 52 · EIN 93-1036175

Indirect Investment Fees

JANUS HENDERSON3 years

Service code 27 · EIN 84-0592523

Advisory (Plan)

HUNTER WARFIELD, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HUNTER WARFIELD, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion