Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $11,698 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $7,776 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,295 | $32,425+21.2% | $74,577-47.3% | $55,167-28.8% |
| Participation rate | 63.9% | 54.0%+9.9pp | 68.1%-4.2pp | 69.0%-5.1pp |
| Annual return | 15.00% | 10.63%+4.4pp | 20.47%-5.5pp | 169.23%-154.2pp |
| Employer contribution / active EE | $1,106 | $1,043+6.0% | $2,525-56.2% | $1,963-43.7% |
| Participant deferral / active EE | $2,916 | $1,995+46.2% | $3,458-15.7% | $3,054-4.5% |
| Admin fee / account holder | $302 | $748-59.7% | $4,138-92.7% | $504-40.1% |