Filed April 18, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $97,171 |
CLIFTONLARSONALLEN LLP2+ years Filed as: CLIFTON LARSON ALLEN LLP Service code 10 · EIN 41-0746749 | Accounting | $9,475 |
Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $1 |
CITIBANK2+ years Filed as: CITIBANK N.A. Service code 49 | Other Services | $0 |
CITIGROUP GLOBAL MARKETS INC2+ years Filed as: CITIGROUP PRIV EQ PTR OFF CL B Service code 49 · EIN 13-5266470 | Other Services | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $165,042 | $52,884+212.1% | $84,753+94.7% | $55,167+199.2% |
| Participation rate | 97.0% | 67.5%+29.5pp | 76.6%+20.4pp | 69.0%+28.0pp |
| Annual return | 7.46% | 18.03%-10.6pp | 22.78%-15.3pp | 169.23%-161.8pp |
| Employer contribution / active EE | $1,358 | $2,233-39.2% | $3,574-62.0% | $1,963-30.8% |
| Participant deferral / active EE | $8,391 | $2,644+217.4% | $3,712+126.1% | $3,054+174.7% |
| Admin fee / account holder | $494 | $581-15.0% | $5,333-90.7% | $504-2.0% |