Filed April 18, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $85,422 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Shareho... | $51 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
CITIBANK4+ years Filed as: CITIBANK N.A. Service code 49 | Other Services | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $166,311 | $57,354+190.0% | $83,848+98.3% | $64,186+159.1% |
| Participation rate | 96.7% | 68.6%+28.1pp | 76.1%+20.6pp | 69.6%+27.1pp |
| Annual return | -1.48% | 11.38%-12.9pp | 850.88%-852.4pp | 7.63%-9.1pp |
| Employer contribution / active EE | $2,408 | $2,545-5.4% | $3,631-33.7% | $2,381+1.1% |
| Participant deferral / active EE | $10,456 | $2,993+249.3% | $4,082+156.2% | $3,470+201.4% |
| Admin fee / account holder | $512 | $4,046-87.4% | $5,478-90.7% | $4,888-89.5% |