Filings through .
2 of 17 flags tripped on the 2025 filing.
Failed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Low participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
This section compares the plan with plans of the same size, type and industry, and shows how it moved year over year.
We rank each metric against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Pro is free for 7 days and then costs $49 a month.
Showing the 2025 filing, 1 of 10 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
9 more years of history are on Pro. Pro is free for 7 days and then costs $49 a month.
$82K in admin expenses, $200 per participant (all participants, line 6f).
This section lists the funds on the plan's investment schedule and what changed since the prior filing.
11 funds of $250K or more; 21 lines in all, holding $13.9M of the plan's $14.0M. Recordkeeper: Principal.
Target-date series: Principal LifeTime, mutual fund, 61% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Mutual fund Target-date, 10 vintagesRecordkeeper's own fund | $8.5M | 61.4% |
| Lessor, or Similar Party C ollateral, Par or Maturity Value Manager not matched · Collective trust | $1.8M | 13.2% |
| Large-C ap S&P 500 Index Separate Account Principal · Separate account IndexRecordkeeper's own fund | $1.4M | 10.2% |
| Large C ap Growth I T. Rowe Price · Mutual fund | $416K | 3.0% |
| Principal Mid C ap S&P 400 Index Principal · Mutual fund IndexRecordkeeper's own fund | $301K | 2.2% |
| Principal Small C ap S&P 600 Index Principal · Mutual fund IndexRecordkeeper's own fund | $211K | 1.5% |
| Principal Equity Income Fund Principal · Mutual fund Recordkeeper's own fund | $181K | 1.3% |
| Eupac Fund Capital Group · Mutual fund | $154K | 1.1% |
| Bond Market Index Fund Principal · Mutual fund IndexRecordkeeper's own fund | $131K | 0.9% |
| John Hancock Disciplined Value Fund Class R6 John Hancock (Manulife) · Mutual fund | $119K | 0.9% |
| Fund | Manager | Vehicle | Dollars | % of funds |
|---|---|---|---|---|
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro |
11 more funds in this lineup: name, manager, vehicle, dollars and share are on Pro.
11 more lines in this lineup are on Pro. Pro is free for 7 days and then costs $49 a month.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
This section shows who is paid to serve the plan, who audits it and who signs the filing.
Top 5 by compensation.
| Provider | Compensation |
|---|---|
PRINCIPAL FINANCIAL GROUP6 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 Contract Administrator | $48,545 |
Filed as: MORGAN STANLEY GLOBAL BA Service code 27 · EIN 11-3658445 Advisory (Plan) | $21,925 |
Service code 15 · EIN 20-8764829 Recordkeeping | $8,579 |
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 Recordkeeping | $2,653 |
ADP BROKER-DEALER1 year Service code 59 · EIN 22-3319984 Shareholder Servicing | $0 |
The auditor signed off without reservation. This is the cleanest opinion.
Plan features from the filing, actuarial disclosures and related pages.
7 feature codes on the 2025 filing.
2 contacts
11 filings · 2015 to 2025