Filings through .
3 of 19 flags tripped on the 2025 filing.
Corrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).
Possible retail share class: $382K
Mutual funds in a class the filing names that is often retail or revenue sharing. Confirm before you raise it.
Few collective trusts
0% of fund dollars in collective trusts, which often cost less than the same strategy as a mutual fund.
This section compares the plan with plans of the same size, type and industry, and shows how it moved year over year.
We rank each metric against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Pro is free for 7 days and then costs $49 a month.
Showing the 2025 filing, 1 of 10 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
9 more years of history are on Pro. Pro is free for 7 days and then costs $49 a month.
$8K in admin expenses, $86 per participant (all participants, line 6f).
This section lists the funds on the plan's investment schedule and what changed since the prior filing.
14 funds of $250K or more; 15 lines in all, holding $17.8M of the plan's $17.8M. Recordkeeper: Fidelity (FMR).
Target-date series: American Funds Target Date, mutual fund, 58% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 11 vintages | $10.3M | 57.8% |
| BNY Mellon S&P 500 Index Fund BNY · Mutual fund Index | $2.9M | 16.2% |
| JPMorgan Large Cap Growth Fund JPMorgan · Mutual fund | $1.8M | 10.1% |
| Columbia Diversified Income Fund Ameriprise (Columbia Threadneedle) · Mutual fund | $719K | 4.1% |
| Nomura Systematic Emerging Markets Eq A Manager not matched · Other | $606K | 3.4% |
| Stable Value Collective Trust Fidelity (FMR) · Stable value Stable valueRecordkeeper's own fund | $339K | 1.9% |
| Fidelity Advisor Capital & Income Fund Class A Fidelity (FMR) · Mutual fund Possible retail class ARecordkeeper's own fund | $312K | 1.8% |
| Victory Sycamore Established Value Fund Victory Capital · Mutual fund | $210K | 1.2% |
| Fidelity Small Cap Growth Fund Fidelity (FMR) · Mutual fund Recordkeeper's own fund | $156K | 0.9% |
| PIMCO Income Fund PIMCO (Allianz) · Mutual fund | $135K | 0.8% |
| Fund | Manager | Vehicle | Dollars | % of funds |
|---|---|---|---|---|
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro |
5 more funds in this lineup: name, manager, vehicle, dollars and share are on Pro.
Dropped 1 fund.
| Fund | Year-end value |
|---|---|
| DroppedNomura Systematic Emerging Markets Equity Fund Class A | $436K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings. They do not show money moved.
5 more lines in this lineup are on Pro. Pro is free for 7 days and then costs $49 a month.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
This section shows who is paid to serve the plan, who audits it and who signs the filing.
Top 3 by compensation.
| Provider | Compensation |
|---|---|
UBS FINANCIAL SERVICES INC11+ years Service code 55 · EIN 13-2638166 Other Commissions | $36,273 |
DOPKINS & COMPANY, LLP2 years Service code 10 · EIN 16-0929175 Accounting | $8,100 |
FIDELITY INVESTMENTS INSTITUTIONAL11+ years Service code 60 · EIN 04-2647786 Sub-TA Fees | $25 |
The auditor signed off without reservation. This is the cleanest opinion.
Plan features from the filing, actuarial disclosures and related pages.
8 feature codes on the 2025 filing.
2 contacts
11 filings · 2015 to 2025