Filed February 5, 2018
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC7+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $50,428 |
ADP BROKER-DEALER2 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $47,710 |
INSERO & CO. CPAS, LLP6 years Filed as: INSERO & COMPANY CPAS, LLP Service code 10 · EIN 47-5324570 | Accounting | $10,300 |
ADP BROKER-DEALER7+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,672 | $93,131-51.0% | $106,555-57.1% | $86,821-47.4% |
| Participation rate | 92.6% | 81.4%+11.1pp | 76.1%+16.4pp | 72.3%+20.3pp |
| Annual return | 13.91% | 19.45%-5.5pp | 26.80%-12.9pp | 97.94%-84.0pp |
| Employer contribution / active EE | $581 | $2,895-79.9% | $2,819-79.4% | $2,406-75.9% |
| Participant deferral / active EE | $3,502 | $4,708-25.6% | $4,399-20.4% | $4,132-15.2% |
| Admin fee / account holder | $226 | $145+55.7% | $7,408-97.0% | $170+33.2% |