Filed February 5, 2018
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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER5+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $43,141 |
UBS FINANCIAL SERVICES INC5+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $34,033 |
INSERO & CO. CPAS, LLP4 years Filed as: INSERO & COMPANY CPAS, LLP Service code 10 · EIN 47-5324570 | Accounting | $9,700 |
ADP BROKER-DEALER5+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,801 | $74,347-51.8% | $93,621-61.8% | $67,582-47.0% |
| Participation rate | 93.7% | 80.6%+13.1pp | 75.8%+17.9pp | 71.3%+22.4pp |
| Annual return | 25.42% | 28.07%-2.7pp | 32.76%-7.3pp | 378.57%-353.1pp |
| Employer contribution / active EE | $546 | $2,583-78.8% | $2,719-79.9% | $2,148-74.6% |
| Participant deferral / active EE | $2,979 | $4,060-26.6% | $4,070-26.8% | $3,539-15.8% |
| Admin fee / account holder | $197 | $123+60.2% | $7,890-97.5% | $142+38.1% |