Filed March 1, 2000 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $12,964 |
Filed as: SCHAEFER SCIARRINO SCHULENBERG LLP Service code 15 · EIN 45-2881611 | Recordkeeping | $10,000 |
ADP BROKER-DEALER2 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $592 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,199 | $72,607-61.2% | $90,749-68.9% | $66,914-57.9% |
| Participation rate | 67.7% | 73.7%-5.9pp | 75.7%-7.9pp | 69.8%-2.1pp |
| Annual return | -15.33% | -12.28%-3.0pp | -12.16%-3.2pp | 1.58%-16.9pp |
| Employer contribution / active EE | $329 | $2,369-86.1% | $2,921-88.7% | $2,544-87.1% |
| Participant deferral / active EE | $2,114 | $3,977-46.8% | $4,564-53.7% | $4,237-50.1% |
| Admin fee / account holder | $256 | $707-63.8% | $8,445-97.0% | $593-56.8% |