Filed March 1, 2000 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
SAUBERAN & COMPANY LLC1+ years Service code 27 · EIN 26-3925585 ULRICH CITY CENTRE SUITE 6 · LOCKPORT, NY 14094 | Advisory (Plan) | $52,484 |
J. SCHAEFER & COMPANY LLC1+ years Filed as: SCHAEFER, SCIARRINO&SCHULENBERG,LLP Service code 10 · EIN 16-1170608 5530 SHERIDAN DRIVE · WILLIAMSVILLE, NY 14221 | Accounting | $7,944 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,481 | $53,412-13.0% | $68,509-32.2% | $52,331-11.2% |
| Participation rate | 59.4% | 71.7%-12.2pp | 74.7%-15.3pp | 68.1%-8.7pp |
| Annual return | -0.39% | 3.42%-3.8pp | 8.27%-8.7pp | 4.54%-4.9pp |
| Employer contribution / active EE | $222 | $1,607-86.2% | $2,278-90.3% | $1,882-88.2% |
| Participant deferral / active EE | $1,307 | $2,688-51.4% | $3,382-61.3% | $3,022-56.7% |
| Admin fee / account holder | $657 | $461+42.5% | $5,275-87.5% | $592+11.0% |