Filed March 1, 2000 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
SAUBERAN & COMPANY LLC4+ years Service code 27 · EIN 26-3925585 | Advisory (Plan) | $33,130 |
TD AMERITRADE, INC.3 years Filed as: TD AMERITRADE TRUST COMPANY Service code 13 · EIN 20-0937408 | Contract Administrator | $19,988 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,627 | $58,083-7.7% | $80,019-33.0% | $56,287-4.7% |
| Participation rate | 59.0% | 73.6%-14.6pp | 75.8%-16.9pp | 69.9%-10.9pp |
| Annual return | -0.21% | 34.61%-34.8pp | 11.22%-11.4pp | -9.96%+9.7pp |
| Employer contribution / active EE | $288 | $1,932-85.1% | $2,468-88.3% | $2,111-86.3% |
| Participant deferral / active EE | $1,632 | $3,135-47.9% | $3,686-55.7% | $3,350-51.3% |
| Admin fee / account holder | $640 | $623+2.8% | $6,521-90.2% | $521+22.8% |