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| Provider | Service type | Compensation |
|---|---|---|
SECURITIES AMERICA INC4 years Filed as: M&T SECURITIES Service code 27 · EIN 16-1263079 | Advisory (Plan) | $36,475 |
Service code 37 · EIN 04-2647786 | Loan Processing | $26,371 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,808 | $56,152+4.7% | $185,861-68.4% | $73,412-19.9% |
| Participation rate | 84.1% | 67.6%+16.6pp | 78.0%+6.1pp | 72.2%+12.0pp |
| Annual return | 14.71% | 17.59%-2.9pp | 35.96%-21.3pp | 59.30%-44.6pp |
| Employer contribution / active EE | $1,286 | $1,532-16.0% | $4,088-68.5% | $2,234-42.4% |
| Participant deferral / active EE | $4,965 | $3,659+35.7% | $5,634-11.9% | $3,806+30.5% |
| Admin fee / account holder | $213 | $132+61.3% | $9,503-97.8% | $158+34.9% |