Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
SECURITIES AMERICA INC3 years Filed as: M&T SECURITIES Service code 27 · EIN 16-1263079 | Advisory (Plan) | $31,266 |
Service code 37 · EIN 04-2647786 | Loan Processing | $21,981 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,059 | $48,471+13.6% | $182,540-69.8% | $67,579-18.5% |
| Participation rate | 87.5% | 67.2%+20.3pp | 78.0%+9.5pp | 71.3%+16.2pp |
| Annual return | 23.13% | 31.08%-7.9pp | 148.58%-125.4pp | 378.56%-355.4pp |
| Employer contribution / active EE | $1,059 | $1,461-27.5% | $4,076-74.0% | $2,148-50.7% |
| Participant deferral / active EE | $4,360 | $3,324+31.1% | $5,525-21.1% | $3,539+23.2% |
| Admin fee / account holder | $192 | $151+26.7% | $8,593-97.8% | $142+34.6% |