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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $20,205 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,168 | $65,322-32.4% | $70,462-37.3% | $73,493-39.9% |
| Participation rate | 87.1% | 77.0%+10.2pp | 75.1%+12.1pp | 70.7%+16.5pp |
| Annual return | 14.65% | 15.71%-1.1pp | 109.08%-94.4pp | 28.51%-13.9pp |
| Employer contribution / active EE | $654 | $2,460-73.4% | $2,737-76.1% | $2,270-71.2% |
| Participant deferral / active EE | $2,143 | $3,375-36.5% | $3,710-42.2% | $3,740-42.7% |
| Admin fee / account holder | $19 | $214-91.3% | $3,845-99.5% | $513-96.4% |