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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $9,448 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,571 | $52,467+9.7% | $57,196+0.7% | $55,167+4.4% |
| Participation rate | 67.7% | 75.8%-8.1pp | 75.3%-7.6pp | 69.0%-1.2pp |
| Annual return | 11.18% | 7.72%+3.5pp | 14.59%-3.4pp | 169.23%-158.0pp |
| Employer contribution / active EE | $648 | $2,477-73.8% | $2,683-75.8% | $1,963-67.0% |
| Participant deferral / active EE | $2,135 | $2,830-24.6% | $3,096-31.1% | $3,054-30.1% |
| Admin fee / account holder | $18 | $269-93.3% | $3,141-99.4% | $504-96.4% |