Filed March 26, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 16-1450952 | Recordkeeping | $79,340 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $14,613 |
CHARLES SCHWAB & CO., INC.6 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,830 | $43,113-28.5% | $82,719-62.7% | $77,904-60.4% |
| Participation rate | 51.6% | 63.8%-12.3pp | 72.6%-21.0pp | 73.7%-22.1pp |
| Annual return | -16.38% | 2.60%-19.0pp | 701.18%-717.6pp | 12.21%-28.6pp |
| Employer contribution / active EE | $808 | $1,924-58.0% | $3,009-73.1% | $2,848-71.6% |
| Participant deferral / active EE | $1,311 | $3,057-57.1% | $4,395-70.2% | $4,806-72.7% |
| Admin fee / account holder | $75 | $102-27.1% | $5,329-98.6% | $133-43.7% |