Filed March 26, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 16-1450952 | Recordkeeping | $69,572 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 42-1558009 | Securities Custodian | $9,881 |
CHARLES SCHWAB & CO., INC.3 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,882 | $44,794-35.5% | $90,281-68.0% | $77,787-62.9% |
| Participation rate | 63.9% | 66.6%-2.6pp | 73.3%-9.3pp | 73.2%-9.3pp |
| Annual return | 24.05% | 28.23%-4.2pp | 78.10%-54.0pp | 32.57%-8.5pp |
| Employer contribution / active EE | $783 | $1,809-56.7% | $2,854-72.6% | $2,504-68.7% |
| Participant deferral / active EE | $1,358 | $2,642-48.6% | $3,885-65.0% | $3,967-65.8% |
| Admin fee / account holder | $64 | $94-32.7% | $5,351-98.8% | $100-36.5% |