Filed March 26, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 16-1450952 | Recordkeeping | $28,411 |
Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $14,539 |
CHARLES SCHWAB & CO., INC.4 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,925 | $47,634-26.7% | $90,404-61.4% | $90,288-61.3% |
| Participation rate | 59.0% | 67.5%-8.4pp | 72.7%-13.6pp | 73.4%-14.3pp |
| Annual return | 16.16% | 19.61%-3.5pp | 1293.02%-1276.9pp | 53.97%-37.8pp |
| Employer contribution / active EE | $844 | $1,749-51.7% | $3,262-74.1% | $2,524-66.5% |
| Participant deferral / active EE | $1,430 | $2,824-49.4% | $3,963-63.9% | $4,232-66.2% |
| Admin fee / account holder | $27 | $106-74.3% | $5,611-99.5% | $114-76.1% |