Filed December 6, 2018 (most recent of 5 filings on file)
Total covered: 65 employees
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER LIFE & ANNUITY INSURANCE CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $347,609 |
CAPFINANCIAL PARTNERS LLC2 years Filed as: CAPFINANCIAL PARTNERS LLC DBA CAPTR Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $76,043 |
BONADIO & CO., LLP9+ years Filed as: BONADIO & CO LLP Service code 10 171 SULLY'S TRAIL · PITTSFORD, NY 14534 | Accounting | $15,750 |
Filed as: CETERA INVESTMENT ADVISERS LLC Service code 33 · EIN 36-3258176 | Securities brokerage | $2,945 |
DRIVEN INVESTMENTS LLC1 year Service code 33 · EIN 85-1639367 | Securities brokerage | $904 |
Filed as: ENVESTNET ASSET MANAGEMENT INC Service code 33 · EIN 36-4319587 | Securities brokerage | $868 |
Service code 33 · EIN 94-1737782 | Securities brokerage | $507 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $169,095 | $73,034+131.5% | $76,891+119.9% | $80,187+110.9% |
| Participation rate | 83.7% | 78.1%+5.6pp | 69.6%+14.1pp | 72.9%+10.8pp |
| Annual return | 18.24% | 18.56%-0.3pp | 37.91%-19.7pp | 40.40%-22.2pp |
| Employer contribution / active EE | $6,632 | $2,779+138.6% | $2,534+161.8% | $2,980+122.6% |
| Participant deferral / active EE | $10,699 | $4,140+158.4% | $3,833+179.1% | $5,016+113.3% |
| Admin fee / account holder | $77 | $104-25.9% | $5,488-98.6% | $145-47.0% |