Filings through .
3 of 18 flags tripped on the 2025 filing.
Corrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).
Low participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Possible retail share class: $26K
Mutual funds in a class the filing names that is often retail or revenue sharing. Confirm before you raise it.
How this plan compares with plans of the same size, type and industry, and how it moved year over year.
Each metric ranked against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Free for 7 days, then $49 a month.
Showing the 2025 filing, 1 of 10 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
9 more years of history are on Pro. Free for 7 days, then $49 a month.
$2K in admin expenses, $6 per participant (all participants, line 6f).
The funds on the plan's investment schedule and what changed since the prior filing.
10 funds of $250K or more; 30 lines in all, holding $9.3M of the plan's $10.0M. Recordkeeper: ADP.
Target-date series: American Funds Target Date, mutual fund, 42% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 10 vintages | $3.9M | 41.7% |
| State ST S&P 500 Index IX Manager not matched · Collective trust Index | $1.8M | 19.4% |
| State St Mod Str Bal SLS VII Manager not matched · Collective trust | $1.1M | 12.0% |
| State ST S&P MD CP Index NL J Manager not matched · Collective trust Index | $970K | 10.4% |
| State St Agg Str Bal SLS VII Manager not matched · Collective trust | $307K | 3.3% |
| FID Adv Technology M Fidelity (FMR) · Mutual fund | $208K | 2.2% |
| Fidelity Advisor Health Care Fund Class M Fidelity (FMR) · Mutual fund | $133K | 1.4% |
| State St US Bd Index SL Viii Manager not matched · Collective trust Index | $131K | 1.4% |
| Alger Capital Appreciation Instl R Manager not matched · Mutual fund | $109K | 1.2% |
| FID Adv Large Cap Stock M Fidelity (FMR) · Mutual fund | $89K | 1.0% |
| Fund | Manager | Vehicle | Dollars | % of funds |
|---|---|---|---|---|
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro |
20 more funds in this lineup: name, manager, vehicle, dollars and share are on Pro.
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
20 more lines in this lineup are on Pro. Free for 7 days, then $49 a month.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Who is paid to serve the plan, who audits it, and who signs the filing.
Top 3 by compensation.
| Provider | Compensation |
|---|---|
ADP BROKER-DEALER2 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 Recordkeeping | $1,606 |
ADP BROKER-DEALER2 years Service code 49 · EIN 22-3319984 Other Services | $0 |
MORGAN STANLEY SMITH BARNEY2 years Service code 49 2121 AVE OF THE STARS · LOS ANGELES, CA 90067 Other Services | $0 |
The auditor signed off without reservation. This is the cleanest opinion.
Plan features from the filing, actuarial disclosures and related pages.
8 feature codes on the 2025 filing.
2 contacts
11 filings · 2015 to 2025