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| Provider | Service type | Compensation |
|---|---|---|
DIRECT ADVISORS, LLC2 years Service code 26 · EIN 20-5173405 | Advisory (Participants) | $25,986 |
NYHART2 years Service code 15 · EIN 35-0966414 | Recordkeeping | $15,719 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,203 | $69,383-32.0% | $101,264-53.4% | $73,493-35.8% |
| Participation rate | 88.7% | 68.4%+20.3pp | 75.8%+12.9pp | 70.7%+18.0pp |
| Annual return | 12.80% | 18.46%-5.7pp | 46.48%-33.7pp | 28.51%-15.7pp |
| Employer contribution / active EE | $15,070 | $2,628+473.4% | $3,660+311.8% | $2,270+563.8% |
| Participant deferral / active EE | $1,312 | $3,301-60.2% | $4,370-70.0% | $3,740-64.9% |
| Admin fee / account holder | $279 | $704-60.3% | $5,947-95.3% | $513-45.6% |