Filed February 27, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
DR ADVISORY SERVICES1 year Service code 26 · EIN 20-5173405 | Advisory (Participants) | $16,213 |
Service code 15 · EIN 23-2383285 | Recordkeeping | $11,002 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,558 | $58,726-20.7% | $92,233-49.5% | $62,292-25.3% |
| Participation rate | 51.5% | 68.3%-16.9pp | 76.5%-25.0pp | 69.5%-18.0pp |
| Annual return | 17.39% | 43.62%-26.2pp | 176.28%-158.9pp | 28.90%-11.5pp |
| Employer contribution / active EE | $676 | $2,392-71.8% | $3,679-81.6% | $2,042-66.9% |
| Participant deferral / active EE | $2,728 | $2,766-1.4% | $3,897-30.0% | $3,169-13.9% |
| Admin fee / account holder | $299 | $556-46.3% | $5,194-94.2% | $479-37.6% |