Filed December 9, 2016 (most recent of 3 filings on file)
Total covered: 38 employees
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK Service code 15 · EIN 01-0233346 | Recordkeeping | $149,244 |
CAPFINANCIAL PARTNERS LLC6 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $103,972 |
CARON & BLETZER, PLLC3 years Filed as: CARON & BELTZER, PLLC Service code 10 · EIN 04-3499945 | Accounting | $13,800 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $120,623 | $81,948+47.2% | $90,767+32.9% | $64,829+86.1% |
| Participation rate | 98.9% | 80.5%+18.4pp | 75.7%+23.2pp | 71.5%+27.4pp |
| Annual return | -14.45% | -12.53%-1.9pp | -12.16%-2.3pp | 32.85%-47.3pp |
| Employer contribution / active EE | $10,299 | $3,067+235.8% | $2,922+252.5% | $2,507+310.8% |
| Participant deferral / active EE | $10,227 | $4,844+111.2% | $4,565+124.0% | $4,312+137.2% |
| Admin fee / account holder | $211 | $157+34.5% | $8,445-97.5% | $188+12.5% |