Filed December 9, 2016 (most recent of 3 filings on file)
Total covered: 38 employees
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK Service code 15 · EIN 01-0233346 | Recordkeeping | $133,909 |
CAPFINANCIAL PARTNERS LLC4 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $91,808 |
CARON & BLETZER, PLLC1 year Filed as: CARON & BELTZER, PLLC Service code 10 · EIN 04-3499945 | Accounting | $16,850 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $1,567,512 | $85,135+1741.2% | $98,920+1484.6% | $73,415+2035.1% |
| Participation rate | 0.0% | 81.1%-81.1pp | 76.0%-76.0pp | 72.2%-72.2pp |
| Annual return | 13.85% | 19.14%-5.3pp | 196.47%-182.6pp | 59.30%-45.5pp |
| Employer contribution / active EE | $10,455 | $2,721+284.3% | $2,689+288.7% | $2,234+368.0% |
| Participant deferral / active EE | $10,526 | $4,349+142.0% | $4,245+148.0% | $3,806+176.6% |
| Admin fee / account holder | $2,378 | $139+1607.7% | $6,643-64.2% | $158+1406.1% |