Filed December 11, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 38 FOUNTAIN SQUARE PLAZA · CINCINNATI, OH 45263 | Recordkeeping Fees | $362,371 |
CAPFINANCIAL PARTNERS LLC5+ years Filed as: CAPTRUST FINANCIAL ADVISORS Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $39,000 |
CROSS FINANCIAL SERVICES1 year Filed as: CROSS COUNTRY STAFFING INC Service code 99 5201 CONGRESS AVE · BOCA RATON, FL 33487 | Other Fees | $21,200 |
Service code 99 9200 E MINERAL AVE STE 225 · CENTENNIAL, CO 80112 | Other Fees | $2,181 |
GLADSTONE & COMPANY, LLC5+ years Service code 10 13794 NW 4TH STREET, STE 203 · SUNRISE, FL 33325 | Accounting | $1,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,847 | $32,762+15.5% | $84,623-55.3% | $89,609-57.8% |
| Participation rate | 10.6% | 34.6%-24.0pp | 68.2%-57.6pp | 69.6%-59.0pp |
| Annual return | 22.54% | 28.37%-5.8pp | 258.77%-236.2pp | 34.56%-12.0pp |
| Employer contribution / active EE | $61 | $564-89.2% | $2,652-97.7% | $2,584-97.6% |
| Participant deferral / active EE | $397 | $1,501-73.5% | $3,899-89.8% | $4,220-90.6% |
| Admin fee / account holder | $165 | $82+100.2% | $4,913-96.6% | $72+130.5% |