Filed December 11, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 38 FOUNTAIN SQUARE PLAZA · CINCINNATI, OH 45263 | Recordkeeping Fees | $300,240 |
CAPFINANCIAL PARTNERS LLC2+ years Filed as: CAPTRUST FINANCIAL ADVISORS Service code 27 102 WEST WHITING STREET, SUITE 400 · TAMPA, FL 33602 | Advisory (Plan) | $52,000 |
GLADSTONE & COMPANY, LLC2+ years Service code 10 13794 NW 4TH STREET, STE 203 · SUNRISE, FL 33325 | Accounting | $10,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,090 | $26,033+11.7% | $74,577-61.0% | $329,111-91.2% |
| Participation rate | 15.9% | 26.0%-10.1pp | 68.1%-52.2pp | 67.9%-52.0pp |
| Annual return | 8.39% | 33.64%-25.3pp | 20.47%-12.1pp | 16.35%-8.0pp |
| Employer contribution / active EE | $75 | $317-76.3% | $2,525-97.0% | $2,303-96.7% |
| Participant deferral / active EE | $599 | $825-27.4% | $3,458-82.7% | $3,682-83.7% |
| Admin fee / account holder | $95 | $62+52.2% | $4,138-97.7% | $754-87.4% |