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| Provider | Service type | Compensation |
|---|---|---|
GAVION, LLC5 years Service code 27 · EIN 46-2642087 6000 POPLAR AVE, STE 325 · MEMPHIS, TN 38119 | Advisory (Plan) | $30,885 |
Filed as: FIRST GREAT WEST LIFE & ANNUITY Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $28,918 |
Service code 13 · EIN 01-0690018 1661 AARON BRENNER DRIVE · MEMPHIS, TN 38120 | Contract Administrator | $18,809 |
Filed as: ADVISED ASSETS GROUP Service code 28 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $5,053 |
WATKINS UIBERALL, PLLC1 year Service code 10 · EIN 62-1804252 1661 AARON BRENNER DRIVE · MEMPHIS, TN 38120 | Accounting | $950 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,551 | $39,948-18.5% | $89,414-63.6% | $73,412-55.7% |
| Participation rate | 54.7% | 50.4%+4.3pp | 68.0%-13.3pp | 72.2%-17.5pp |
| Annual return | 9.16% | 50.12%-41.0pp | 245.50%-236.3pp | 59.30%-50.1pp |
| Employer contribution / active EE | $314 | $1,200-73.9% | $2,586-87.9% | $2,234-86.0% |
| Participant deferral / active EE | $2,734 | $2,193+24.7% | $3,890-29.7% | $3,806-28.2% |
| Admin fee / account holder | $254 | $134+89.5% | $4,883-94.8% | $158+61.1% |