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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5+ years Filed as: MORGAN STANLEY SMITH BARNEY HOLDING Service code 27 1 NEW YORK PLZ 12TH FL ANNUITY AND · NEW YORK, NY 10004 | Advisory (Plan) | $107,500 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $100,075 | $41,617+140.5% | $84,646+18.2% | $77,775+28.7% |
| Participation rate | 92.6% | 45.0%+47.6pp | 68.2%+24.4pp | 73.2%+19.4pp |
| Annual return | 27.69% | 24.97%+2.7pp | 258.85%-231.2pp | 32.58%-4.9pp |
| Employer contribution / active EE | $2,835 | $1,061+167.2% | $2,654+6.8% | $2,504+13.2% |
| Participant deferral / active EE | $14,931 | $2,129+601.4% | $3,901+282.8% | $3,966+276.5% |
| Admin fee / account holder | $53 | $121-56.1% | $4,915-98.9% | $100-47.0% |