Filed January 15, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
USI CONSULTING GROUP3 years Filed as: USI ADVISORS INC Service code 28 · EIN 06-1397347 | Investment Management | $53,050 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $10,096 |
Filed as: WEALTHSPIRE ADVISORS LLC Service code 26 · EIN 13-3831584 | Advisory (Participants) | $5,786 |
CHARLES SCHWAB & CO., INC.4 years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $123 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $152,614 | $86,897+75.6% | $151,611+0.7% | $64,808+135.5% |
| Participation rate | 91.0% | 87.3%+3.7pp | 87.5%+3.5pp | 71.5%+19.5pp |
| Annual return | -15.71% | -3.57%-12.1pp | 3.33%-19.0pp | 32.82%-48.5pp |
| Employer contribution / active EE | $7,327 | $4,010+82.7% | $6,166+18.8% | $2,506+192.4% |
| Participant deferral / active EE | $16,021 | $6,690+139.5% | $8,363+91.6% | $4,310+271.7% |
| Admin fee / account holder | $99 | $153-35.0% | $11,616-99.1% | $188-47.1% |