Filed January 15, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
USI CONSULTING GROUP1 year Filed as: USI ADVISORS INC Service code 28 · EIN 06-1397347 | Investment Management | $49,691 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $356 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $170,742 | $111,608+53.0% | $177,821-4.0% | $73,409+132.6% |
| Participation rate | 85.0% | 87.9%-2.9pp | 87.7%-2.7pp | 72.2%+12.8pp |
| Annual return | 16.69% | 18.23%-1.5pp | 48.32%-31.6pp | 59.29%-42.6pp |
| Employer contribution / active EE | $6,488 | $3,796+70.9% | $5,918+9.6% | $2,234+190.5% |
| Participant deferral / active EE | $12,478 | $6,199+101.3% | $7,714+61.8% | $3,805+227.9% |
| Admin fee / account holder | $83 | $166-49.6% | $12,427-99.3% | $158-47.2% |