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Sponsor portfolioTH

ROTHSCHILD & CO NORTH AMERICA INC.

EIN 13-3438524-investment banking-Latest filing 2024
Plans
3
Retirement
2
$156.5M assets
Welfare
1
$8.7M premiums
Participants
1,264
1251 AVENUE OF THE AMERICAS, 34TH F - NEW YORK, NY 10020212-403-5000LinkedIn501-1000 employeesinvestment banking
Plans on this EIN
3 filings
#002401k-$155.8M - 830 part#003ESOP-$704K - 19 part#501Fully Insured-$8.7M - 604 lives

Retirement portfolio analytics

2 plans aggregated / $156.5M assets / 849 participants

Assets by plan

Share of aggregate retirement assets

100%top
  • PROFIT SHARING PLAN (#002)100%
  • EMPLOYEE STOCK OWNERSHIP (#003)0%
Total $156.5MClick slice to drill in

Recordkeeper share

DC plan assets by Schedule C recordkeeper

Entrenched
100%top
  • CHARLES SCHWAB & CO., INC.100%
  • (Not disclosed)0%
Total $156.5MClick slice to drill in

Participants by plan

Active + retired + deferred vested

  • PROFIT SHARING PLAN (#002)830
  • EMPLOYEE STOCK OWNERSHIP (#003)19
Total 849Click row to drill in

Benefits portfolio analytics

1 plan / $8.7M premiums / 604 covered lives

Coverage by line

Premium dollars by benefit type (bundled lines overlap)

  • Health$7.7M
  • Dental$496K
  • Vision$496K
  • Life$450K
  • Other$386K
  • Long-term disability$376K
  • +1 more
Total $8.7M7 rows

Carrier market share

Premium dollars by Schedule A carrier

Multi-vendor
88%top
  • UNITED HEALTHCARE INSURANCE COMPANY88%
  • UNUM LIFE INSURANCE COMPANY OF AMERICA6%
  • AETNA LIFE INSURANCE COMPANY6%
  • MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY1%
  • NATIONAL UNION FIRE INS. CO. OF PITTSBURGH, PA0%
  • +1 more
Total $8.7M6 slices

Broker market share

Schedule A broker compensation

Split broker
93%top
  • USI INSURANCE SERVICES LLC93%
  • EMERSON REID LLC7%
  • MICHAEL A BOOK0%
  • SOTERIA PARTNERS LLC0%
  • NATIONAL ENROLLMENT PARTNERS LLC0%
  • +1 more
Total $301K6 slices

Plan deep-dives

Per-plan teasers. The full analytics (fees vs peers, audit grade, trajectory, counterparties) live on each plan detail page.
Retirement#002

ROTHSCHILD & CO NORTH AMERICA INC. 401(K) AND PROFIT SHARING PLAN

401k

Assets$155.8M
Participants830
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#003

ROTHSCHILD NORTH AMERICA INC. EMPLOYEE STOCK OWNERSHIP PLAN

ESOP

Assets$704K
Participants19
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Welfare#501

ROTHSCHILD NORTH AMERICA INC. WELFARE BENEFIT AND CAFETERIA PLAN

Fully Insured - UNITED HEALTHCARE INSURANCE COMPANY

Premiums$8.7M
Covered lives604
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive

Retirement plans2

Plan #NameTypeAssetsParticipantsLatest year
002ROTHSCHILD & CO NORTH AMERICA INC. 401(K) AND PROFIT SHARING PLAN401k$155.8M8302024
003ROTHSCHILD NORTH AMERICA INC. EMPLOYEE STOCK OWNERSHIP PLANESOP$704K192024

Welfare plans1

Plan #NameFundingCarrierPremiumsCoveredLatest year
501ROTHSCHILD NORTH AMERICA INC. WELFARE BENEFIT AND CAFETERIA PLANFully InsuredUNITED HEALTHCARE INSURANCE COMPANY$8.7M6042024
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