Filed September 9, 2020
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRUDENTIAL INSURANCE COMPANY OF AME Service code 13 · EIN 22-1211670 | Contract Administrator | $110,393 |
Filed as: RAYMOND JAMES & ASSOCIATES, INC. Service code 27 · EIN 59-1237041 | Advisory (Plan) | $58,579 |
Service code 15 | Recordkeeping | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,884 | $43,466+97.6% | $90,965-5.6% | $90,274-4.9% |
| Participation rate | 35.9% | 62.5%-26.6pp | 69.0%-33.1pp | 73.4%-37.5pp |
| Annual return | 20.28% | 25.26%-5.0pp | 134.57%-114.3pp | 53.97%-33.7pp |
| Employer contribution / active EE | $365 | $840-56.5% | $2,122-82.8% | $2,523-85.5% |
| Participant deferral / active EE | $1,722 | $2,138-19.5% | $3,373-49.0% | $4,231-59.3% |
| Admin fee / account holder | $201 | $92+119.3% | $5,960-96.6% | $114+76.6% |