Filed September 9, 2020
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: THE PRUDENTIAL INSURANCE COMPANY OF Service code 13 · EIN 22-1211670 | Contract Administrator | $118,259 |
LPL FINANCIAL4+ years Filed as: LPL FINANCIAL LLC-RPLP Service code 27 · EIN 95-2834236 | Advisory (Plan) | $38,581 |
Filed as: RAYMOND JAMES & ASSOCIATES, INC. Service code 27 · EIN 59-1237041 | Advisory (Plan) | $28,452 |
Service code 15 · EIN 06-1050034 | Recordkeeping | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,772 | $33,780+82.9% | $74,549-17.1% | $75,289-18.0% |
| Participation rate | 26.2% | 62.7%-36.5pp | 69.1%-42.9pp | 72.4%-46.2pp |
| Annual return | -6.13% | -1.24%-4.9pp | 32.53%-38.7pp | -0.04%-6.1pp |
| Employer contribution / active EE | $336 | $845-60.2% | $1,961-82.8% | $2,405-86.0% |
| Participant deferral / active EE | $1,245 | $1,890-34.1% | $3,108-59.9% | $3,739-66.7% |
| Admin fee / account holder | $175 | $86+102.9% | $5,059-96.5% | $102+71.3% |