Retirement plan

SGS NORTH AMERICA, INC. 401(K) PLAN

Name: SGS NORTH AMERICA, INC. - SGS NORTH AMERICA, INC. 401(K) PLAN (2019) Form 5500
Creator: SGS NORTH AMERICA, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SGS NORTH AMERICA, INC. 401(K) PLAN, SGS NORTH AMERICA, INC.

SGS NORTH AMERICA, INC.EIN 13-3041390Plan #001PY 2019

10300 TOWN PARK DR, 3RD FLOOR - HOUSTON, TX 77072281-478-8252LinkedIn1-10 employeesconstruction

Other plans on this EIN

1 filing

#007Retirement-$204.6M assets

Prospect flagsFailed to transmit contributions

Top hat statement on fileNQDC

Filed November 17, 2020

Plan administrator

Plan administrator name— Sign in and upgrade to view

100 EAST PRATT STREET

BALTIMORE, MD 21204

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Plans declared (1)

SGS NORTH AMERICA, INC. NONQUALIFIED DEFERRED COMPENSATION PLAN30 emp

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Total assets (EOY)

$240.9M

-14.6% from 2016

Total participants

10,208

-2.4% from 2016

Average account balance

$26,525

-7.0% from 2016

Annual return

22.83%

-15.63 pp from 2016

Benchmarks

See 239 peers

Peer group

Industry48 - Transportation and Warehousing

Plan typeDefined contribution

Participants1,000-4,999

Cohort239 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$319.33M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$77K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

4,168

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

70.5%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$24.37M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$7K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.41%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$81

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 3 by compensation

Provider	Service type	Compensation
LOCKTON INVESTMENT ADVISORS, LLC3 years Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 16 PO BOX 219153 · KANSAS CITY, MO 64187	Consulting	$35,362
T ROWE PRICE RPS INC2 years Filed as: T ROWE PRICE RET. PLAN SERVICES INC Service code 21 · EIN 52-1714114 100 EAST PRATT STREET · BALTIMORE, MD 21202	Bank Trustee	$29,747
COHNREZNICK LLP1 year Service code 10 · EIN 22-1478099	Accounting	$19,750

Plan features & details

Pension benefit codes2E2F2G2J2K3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$85K

$20 / participant

Investment mgmt$30K34.9%
Other / not subdivided$56K65.1%

% of EOY assets

0.035%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: COHNREZNICK LLP
Auditor EIN: 221478099
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$26,525

$67,598-60.8%

$75,906-65.1%

$77,775-65.9%

Participation rate

73.8%

69.6%+4.3pp

69.3%+4.5pp

73.2%+0.6pp

Annual return

22.83%

23.18%-0.3pp

30.73%-7.9pp

32.58%-9.7pp

Employer contribution / active EE

$1,094

$2,430-55.0%

$2,501-56.3%

$2,504-56.3%

Participant deferral / active EE

$3,278

$3,502-6.4%

$3,604-9.0%

$3,966-17.3%

Admin fee / account holder

$96-90.2%

$5,421-99.8%

$100-90.6%

Provider

Service type

Compensation

LOCKTON INVESTMENT ADVISORS, LLC3 years

Filed as: LOCKTON INVESTMENT ADVISORS LLC

Service code 16

PO BOX 219153 · KANSAS CITY, MO 64187

Consulting

$35,362

T ROWE PRICE RPS INC2 years

Filed as: T ROWE PRICE RET. PLAN SERVICES INC

Service code 21 · EIN 52-1714114

100 EAST PRATT STREET · BALTIMORE, MD 21202

Bank Trustee

$29,747

COHNREZNICK LLP1 year

Service code 10 · EIN 22-1478099

Accounting

$19,750

SGS NORTH AMERICA, INC. 401(K) PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SGS NORTH AMERICA, INC. 401(K) PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion