Filed January 29, 2019
Total covered: 2 employees
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| Provider | Service type | Compensation |
|---|---|---|
TIAA8 years Service code 64 · EIN 13-1624203 | Recordkeeping Fees | $96,703 |
CAPFINANCIAL PARTNERS LLC3 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 28 · EIN 26-0058143 | Investment Management | $51,256 |
LAIKEN ASSOCIATES, INC.2 years Service code 16 · EIN 13-1960835 | Consulting | $17,276 |
Filed as: FIDELITY INV INST OPER CO INC Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $14,307 |
RBT CPAS, LLP2 years Service code 10 · EIN 14-1604297 | Accounting | $13,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $125,741 | $105,179+19.5% | $64,110+96.1% | $80,187+56.8% |
| Participation rate | 39.2% | 73.5%-34.3pp | 72.3%-33.1pp | 72.9%-33.7pp |
| Annual return | 15.89% | 20.34%-4.5pp | 33.75%-17.9pp | 40.40%-24.5pp |
| Employer contribution / active EE | $1,494 | $3,311-54.9% | $2,751-45.7% | $2,980-49.9% |
| Participant deferral / active EE | $3,355 | $4,020-16.5% | $3,883-13.6% | $5,016-33.1% |
| Admin fee / account holder | $60 | $113-46.8% | $3,071-98.0% | $145-58.4% |