Filed January 29, 2019
Total covered: 2 employees
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| Provider | Service type | Compensation |
|---|---|---|
TIAA7 years Service code 64 · EIN 13-1624203 | Recordkeeping Fees | $131,122 |
Filed as: FIDELITY INV INST OPER CO INC Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $69,098 |
CAPFINANCIAL PARTNERS LLC2 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 28 · EIN 26-0058143 | Investment Management | $52,928 |
RBT CPAS, LLP1 year Service code 10 · EIN 14-1604297 | Accounting | $13,000 |
LAIKEN ASSOCIATES, INC.1 year Service code 16 · EIN 13-1960835 | Consulting | $7,292 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $114,634 | $98,780+16.0% | $60,919+88.2% | $77,906+47.1% |
| Participation rate | 41.4% | 76.7%-35.3pp | 73.1%-31.8pp | 73.7%-32.3pp |
| Annual return | -12.00% | -11.56%-0.4pp | 16.98%-29.0pp | 12.16%-24.2pp |
| Employer contribution / active EE | $1,635 | $3,605-54.6% | $2,704-39.5% | $2,846-42.6% |
| Participant deferral / active EE | $3,560 | $4,200-15.3% | $3,814-6.7% | $4,805-25.9% |
| Admin fee / account holder | $92 | $89+3.5% | $3,226-97.2% | $133-30.8% |