Filed December 13, 2016 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 49 · EIN 04-1590850 | Other Services | $152,249 |
WELLS FARGO BANK, N.A.3 years Filed as: WELLS FARGO ADVISORS INS AGENCY LLC Service code 53 · EIN 54-0910269 | Insurance Commissions | $74,724 |
AMERICAN FUNDS4 years Service code 52 · EIN 95-2817150 | Indirect Investment Fees | $0 |
BLACKROCK4 years Service code 52 · EIN 51-0318674 | Indirect Investment Fees | $0 |
Service code 27 · EIN 61-1732930 | Advisory (Plan) | $0 |
FRANKLIN TEMPLETON4 years Filed as: FRANKLINTEMPLETON Service code 52 · EIN 59-3020895 | Indirect Investment Fees | $0 |
INVESCO2 years Service code 52 · EIN 13-5657518 | Indirect Investment Fees | $0 |
NEXTCAPITAL GROUP, INC.1 year Filed as: NEXTCAPITAL ADVISORS, INC Service code 52 · EIN 47-2342699 | Indirect Investment Fees | $0 |
PIMCO FUNDS4 years Service code 52 · EIN 95-2632339 | Indirect Investment Fees | $0 |
THE VANGUARD GROUP, INC.4 years Filed as: VANGUARD Service code 52 · EIN 23-1999755 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,534 | $56,095+2.6% | $178,503-67.8% | $90,274-36.3% |
| Participation rate | 43.3% | 65.6%-22.3pp | 81.9%-38.6pp | 73.4%-30.1pp |
| Annual return | 19.32% | 28.81%-9.5pp | 151.12%-131.8pp | 53.97%-34.7pp |
| Employer contribution / active EE | $531 | $1,572-66.2% | $5,011-89.4% | $2,523-78.9% |
| Participant deferral / active EE | $2,489 | $2,669-6.7% | $5,202-52.1% | $4,231-41.2% |
| Admin fee / account holder | $247 | $101+145.6% | $13,987-98.2% | $114+116.7% |