Filed December 13, 2016 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
EPIC RETIREMENT PLAN SERVICES1+ years Filed as: UNITED RETIREMENT PLAN CONSULTANTS Service code 12 · EIN 04-2677407 ONE CEDAR STREET - SUITE 200 · PROVIDENCE, RI 02903 | Recordkeeping fees; Claims processing... | $21,823 |
Filed as: COMPLETE INVESTMENT MANAGEMENT INC. Service code 26 · EIN 23-2388463 800 ENTERPRISE ROAD · HORSHAM, PA 19044 | Advisory (Participants) | $18,803 |
NATIONAL FINANCIAL SERVICES1+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 19 · EIN 04-3523567 200 LIBERTY STREET · NEW YORK, NY 10281 | Securities Custodian | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,622 | $37,117+22.9% | $147,617-69.1% | $55,191-17.3% |
| Participation rate | 60.1% | 63.6%-3.5pp | 84.6%-24.5pp | 69.2%-9.0pp |
| Annual return | -0.24% | 3.44%-3.7pp | 61.98%-62.2pp | 10.78%-11.0pp |
| Employer contribution / active EE | $739 | $1,620-54.4% | $5,564-86.7% | $1,899-61.1% |
| Participant deferral / active EE | $4,001 | $1,985+101.5% | $4,895-18.3% | $3,046+31.3% |
| Admin fee / account holder | $136 | $86+59.0% | $11,612-98.8% | $91+49.9% |