Filed June 14, 2006 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $340,887 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: J. P. MORGAN INVESTMENT MGMT. INC. Service code 19 · EIN 13-3200244 | Securities Custodian | $152,784 |
BRYAN CAVE LLP1+ years Service code 29 · EIN 43-0602162 | Legal | $79,619 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $65,375 |
CBIZ RETIREMENT PLAN SERVICES1+ years Filed as: CBIZ MHM, LLC Service code 10 · EIN 43-0602162 | Accounting | $62,800 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: J. P. MORGAN SECURITIES LLC Service code 33 · EIN 13-4110995 | Direct payment from the plan; Shareho... | $39,203 |
COOK STREET CONSULTING1+ years Filed as: COOK STREET CONSULTING, INC. Service code 16 5299 DTC BOULEVARD, SUITE 1150 · GREENWOOD VILLAGE, CO 80111 | Consulting | $20,000 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,578 | $71,957+5.0% | $67,652+11.7% | $59,188+27.7% |
| Participation rate | 83.8% | 82.7%+1.2pp | 75.7%+8.2pp | 69.4%+14.4pp |
| Annual return | -5.48% | 8.53%-14.0pp | 6625.04%-6630.5pp | 5.51%-11.0pp |
| Employer contribution / active EE | $2,813 | $2,432+15.7% | $2,266+24.2% | $2,098+34.1% |
| Participant deferral / active EE | $3,244 | $4,211-23.0% | $3,560-8.9% | $3,265-0.6% |
| Admin fee / account holder | $120 | $64+87.2% | $4,821-97.5% | $92+30.3% |