Filed June 8, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $393,793 |
PORTFOLIO EVALUATIONS, INC.6 years Filed as: PORTFOLIO EVALUATIONS INC Service code 70 15 INDEPENDENCE BLVD · WARREN, NJ 07059 | Consulting Fees | $23,076 |
GGF, LLP7+ years Service code 10 16133 VENTURA BLVD · ENCINO, CA 91436 | Accounting | $5,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,505 | $40,081+6.0% | $80,716-47.3% | $101,517-58.1% |
| Participation rate | 43.7% | 29.7%+14.0pp | 54.2%-10.5pp | 74.6%-30.9pp |
| Annual return | 12.05% | 17.61%-5.6pp | 87.28%-75.2pp | 21.00%-9.0pp |
| Employer contribution / active EE | $252 | $391-35.7% | $1,160-78.3% | $2,973-91.5% |
| Participant deferral / active EE | $1,183 | $1,046+13.0% | $2,146-44.9% | $4,873-75.7% |
| Admin fee / account holder | $79 | $113-30.2% | $3,380-97.7% | $139-43.3% |