Filed June 8, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $454,671 |
GGF, LLP4+ years Service code 10 16133 VENTURA BLVD · ENCINO, CA 91436 | Accounting | $22,283 |
Filed as: PORTFOLIO EVALUATIONS Service code 70 58 MOUNTAIN BLVD · WARREN, NJ 07059 | Consulting Fees | $14,500 |
PORTFOLIO EVALUATIONS, INC.3 years Filed as: PORTFOLIO EVALUATIONS INC Service code 70 15 INDEPENDENCE BLVD · WARREN, NJ 07059 | Consulting Fees | $14,500 |
ADP BROKER-DEALER1 year Filed as: ADP, LLC Service code 50 P.O. BOX 842875 · BOSTON, MA 022842875 | Direct Payment | $7,995 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,333 | $37,383-24.2% | $71,086-60.1% | $73,367-61.4% |
| Participation rate | 40.9% | 33.8%+7.0pp | 54.7%-13.8pp | 69.5%-28.6pp |
| Annual return | -4.27% | 0.47%-4.7pp | 650.59%-654.9pp | 173.45%-177.7pp |
| Employer contribution / active EE | $202 | $490-58.7% | $1,088-81.4% | $2,499-91.9% |
| Participant deferral / active EE | $899 | $1,117-19.5% | $1,874-52.0% | $4,033-77.7% |
| Admin fee / account holder | $83 | $75+11.8% | $3,082-97.3% | $68+22.0% |