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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER4+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $116,618 |
Service code 52 · EIN 13-5674085 | Indirect Investment Fees | $60,672 |
COOPER INVESTORS, INC.1 year Service code 15 · EIN 11-2807016 | Recordkeeping | $15,500 |
ADP BROKER-DEALER4+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $105,258 | $62,543+68.3% | $83,327+26.3% | $55,725+88.9% |
| Participation rate | 66.3% | 78.4%-12.0pp | 77.8%-11.4pp | 70.9%-4.5pp |
| Annual return | -2.93% | 14.85%-17.8pp | 10.64%-13.6pp | 244.93%-247.9pp |
| Employer contribution / active EE | $0 | $2,427-100.0% | $3,379-100.0% | $2,078-100.0% |
| Participant deferral / active EE | $4,138 | $5,682-27.2% | $5,565-25.6% | $3,356+23.3% |
| Admin fee / account holder | $254 | $103+145.9% | $7,540-96.6% | $115+120.2% |