Filed February 3, 2016
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| Provider | Service type | Compensation |
|---|---|---|
WALNUT STREET SECURITIES, INC.1+ years Service code 55 | Other Commissions | $8,615 |
Filed as: THE PRUDENTIAL INS. CO. OF AMERICA Service code 37 · EIN 22-1211670 | Loan Processing | $4,823 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,890 | $38,925-38.6% | $73,836-67.6% | $55,191-56.7% |
| Participation rate | 62.3% | 66.0%-3.7pp | 73.4%-11.1pp | 69.2%-6.9pp |
| Annual return | -2.35% | 6.31%-8.7pp | 2268.06%-2270.4pp | 10.78%-13.1pp |
| Employer contribution / active EE | $1,471 | $1,695-13.2% | $2,787-47.2% | $1,899-22.6% |
| Participant deferral / active EE | $0 | $2,351-100.0% | $3,583-100.0% | $3,046-100.0% |
| Admin fee / account holder | $132 | $83+59.7% | $4,882-97.3% | $91+45.7% |