Filed February 3, 2016
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| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC5 years Filed as: CETERA ADVISOR NETWORKS, LLC Service code 53 · EIN 95-3845382 | Insurance Commissions | $37,948 |
Filed as: MASSACHUSETTS MUTUAL LIFE INSURANCE Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $31,436 |
Filed as: ALLIANT INSURANCE SERVICES Service code 13 | Contract Administrator | $12,627 |
Filed as: ALLIANT INSURANCE SERVICES, INC. Service code 13 · EIN 33-0785439 | Contract Administrator | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,028 | $47,634-39.1% | $90,461-67.9% | $90,274-67.8% |
| Participation rate | 97.8% | 67.5%+30.3pp | 72.7%+25.1pp | 73.4%+24.5pp |
| Annual return | 12.34% | 19.61%-7.3pp | 1294.76%-1282.4pp | 53.97%-41.6pp |
| Employer contribution / active EE | $2,068 | $1,749+18.2% | $3,264-36.6% | $2,523-18.1% |
| Participant deferral / active EE | $2,357 | $2,824-16.5% | $3,964-40.5% | $4,231-44.3% |
| Admin fee / account holder | $28 | $106-73.6% | $5,617-99.5% | $114-75.5% |