Filed February 5, 2018 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Distribution (12b-... | $61,442 |
Filed as: SIGNATURE SECURITIES GROUP CORP. Service code 16 1177 AVENUE OF THE AMERICAS · NEW YORK, NY 10036 | Consulting | $20,496 |
CERINI & ASSOCIATES LLP4 years Service code 10 · EIN 11-3066459 | Accounting | $9,800 |
NATIONAL FINANCIAL SERVICES5 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,275 | $61,166-50.5% | $185,837-83.7% | $79,393-61.9% |
| Participation rate | 94.0% | 66.6%+27.4pp | 81.7%+12.3pp | 70.7%+23.3pp |
| Annual return | 10.80% | 19.45%-8.6pp | 122.08%-111.3pp | 116.87%-106.1pp |
| Employer contribution / active EE | $2,843 | $2,321+22.5% | $5,168-45.0% | $2,428+17.1% |
| Participant deferral / active EE | $0 | $2,789-100.0% | $5,568-100.0% | $4,046-100.0% |
| Admin fee / account holder | $261 | $710-63.2% | $16,241-98.4% | $627-58.3% |