Filed February 5, 2018 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Sales loa... | $48,407 |
Filed as: SIGNATURE SECURITIES GROUP Service code 16 | Consulting | $17,398 |
CERINI & ASSOCIATES LLP5 years Service code 10 · EIN 11-3066459 | Accounting | $10,000 |
NATIONAL FINANCIAL SERVICES6 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Filed as: SIGNATURE SECURITIES GROUP CORP. Service code 16 1177 AVENUE OF THE AMERICAS · NEW YORK, NY 10036 | Consulting | $0 |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,764 | $65,092-65.0% | $143,799-84.2% | $66,938-66.0% |
| Participation rate | 87.0% | 65.2%+21.8pp | 80.3%+6.7pp | 69.8%+17.2pp |
| Annual return | -14.92% | -11.14%-3.8pp | -0.04%-14.9pp | 1.58%-16.5pp |
| Employer contribution / active EE | $2,907 | $2,362+23.1% | $4,952-41.3% | $2,545+14.2% |
| Participant deferral / active EE | $0 | $2,920-100.0% | $5,638-100.0% | $4,238-100.0% |
| Admin fee / account holder | $215 | $502-57.3% | $14,677-98.5% | $594-63.8% |