Filed January 10, 2017
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES FINANCIAL SERVICES AD Service code 27 · EIN 59-2937883 | Advisory (Plan) | $8,835 |
Filed as: EMPOWER LIFE & ANNUITY INS. CO. NY Service code 64 | Recordkeeping Fees | $227 |
ALGER5 years Service code 52 | Indirect Investment Fees | $0 |
AMERICAN FUNDS4 years Service code 52 | Indirect Investment Fees | $0 |
MORGAN STANLEY SMITH BARNEY5 years Filed as: JP MORGAN Service code 52 | Indirect Investment Fees | $0 |
NORTHERN FUNDS5 years Service code 52 | Indirect Investment Fees | $0 |
WELLS FARGO BANK, N.A.3 years Filed as: WELLS FARGO Service code 52 | Indirect Investment Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $121,627 | $46,697+160.5% | $117,533+3.5% | $68,486+77.6% |
| Participation rate | 83.0% | 56.8%+26.2pp | 70.6%+12.4pp | 67.9%+15.1pp |
| Annual return | -13.00% | -14.52%+1.5pp | 29.77%-42.8pp | -7.85%-5.1pp |
| Employer contribution / active EE | $4,679 | $1,506+210.8% | $4,179+11.9% | $2,597+80.2% |
| Participant deferral / active EE | $5,815 | $2,637+120.5% | $4,072+42.8% | $4,028+44.4% |
| Admin fee / account holder | $12 | $4,023-99.7% | $5,647-99.8% | $5,404-99.8% |